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Compliance Officer CV
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Objective
Seeking for the position of Compliance Officer in a government institution and contribute to the efficiency and effectiveness of the organization.
Personal Information
Timothy Arviso
890 Jefferson Street
Onancock, VA 23417
(111)-317-7647
t.arviso@sampleresume.net
Date of Birth: May 6, 1979
Place of Birth: VA
Citizenship: American
Gender: Male
Profile Summary
• Strong management experience
• Concise and effective communication skills
• Solid knowledge on US rules and regulations
Education
B.S. in Office Management, 2002
Illinois Institute of Technology, Chicago, IL
Employment History
Sr. Compliance Officer, 2007 - Present
Department of Trade & Industry, MD
Responsibilities:
• Acted as liaison officer in facilitating health insurance requirements of employees.
• Responded to inquiries brought up by government agencies.
• Established efficient communication line for easy legislation of new policies and procedures.
• Reviewed and studied the applicable governmental laws, statutes and regulations and ensured that the company.
• Participated in the enhancement programs of the HR Department to boost employee morale after the XXX scandal.
Liaison Officer, 2006 - 2007
The Camp Resto, Cambridge, MD
• Supervised the registration of new franchisees.
• Communicated with the city health officials concerning the health requirement that must be complied with.
• Reviewed the proprietary programs of the organization.
• Ensured that the operations of the Camp Resto complied with the legal requirements.
• Corrected the loopholes and ambiguity in the regulatory compliance contract of the company.
• Detected potential risk factors involved in the course of the completion of the project.
Research
N/A
Training
MS DOS
Award
Liaison of the Year Award, 2005
Professional Membership
Society of Community Developers
Skills
Strong oral and negotiation skills
Conversant with SEC and FINRA rules and regulations
Extensive knowledge in legal and compliance issues
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